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LPL Financial

www.lpl.com

Program Year

Fellow: 2019

Areas of Practice

  • Compliance
  • Compliance > Investigations
  • Compliance > Whistleblower
  • E-Discovery/Technology
  • Financial Services
  • Financial Services > Financial Technology
  • Government & Regulatory
  • Government & Regulatory > Financial Institutions Regulation
  • Government & Regulatory > Securities Litigation/Enforcement
  • Securities
  • Securities > Internal Investigations

Leadership Positions

Currently lead a team of legal professionals in the Firm's Special Investigations Unit, Legal Operations and eDiscovery.