Anne is a senior associate in the Asset Management Group of Willkie Farr & Gallagher LLP in Washington, DC. Her practice covers a wide range of securities regulation and advises mutual funds, exchange-traded funds (ETFs), hedge funds, private equity funds, business development companies, and family offices. She focuses on counseling mutual fund and private fund investment advisers on a variety of regulatory compliance matters and compliance filings, including counseling clients on mock SEC examinations. Anne has represented investment advisers in SEC examination and enforcement matters. She has significant experience advising on the creation and operation of registered open-end investment companies and ETFs. She also has transactional experience involving funds and their advisers, including merger and acquisition transactions.
Anne received a J.D. from the University of North Carolina School of Law in 2009 with high honors and serves as a board member of the UNC Law Alumni Association Board of Directors. Anne was recognized in 2014 to the Lawyers of Color's Second Annual Hot List, which recognizes early- to mid-career minority attorneys.
Areas of Practice
Banking & Financial Services
University of North Carolina School of LawUpdate this Profile